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• Overview
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  • Documents and reports

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Documents and reports

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Policy documents

• Proxy Voting Guidelines for Pembroke Management Ltd.
• Terms of use
• Privacy Policy

Governance

• Pembroke treats compliance as a core value. We have adopted the CFA Institute’s Code of Ethics, which sets out specific standards of professional conduct. All employees are required to uphold the spirit of this document and confirm their understanding and acceptance of it on an annual basis.
  
• Registration - Canada
  Pembroke Management Ltd is incorporated under the Federal laws of Canada. Pembroke is registered in Quebec, Ontario and Alberta as a Portfolio Manager.
  
• Registration - U.S.A.
  Pembroke Management Ltd is registered as an Investment Adviser with the Securities and Exchange Commission, CRD Number 155405. Click here to view Pembroke’s brochure filed with the SEC.